Amy Darwin Cooper

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1998 → Present
  Principal Life Insurance Company
  Maylene, AL
• 03/1999 → Present
  Principal Securities Inc
  Maylene, AL

Other Businesses

**PRINCIPAL BANK - PRINCIPAL CUSTODY SOLUTIONS POSITION: Bank Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/22/2022 ADDRESS: 3500 Blue Lake Drive, Ste 281, Vestavia Hills AL 35243, United States DESCRIPTION: Designated bank officer for purposes of conducting Principal Custody Solutions business. **HEY, IT'S A J POSITION: Creator NATURE: Digital Creator/Influencer INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2025 ADDRESS: 195 Grande View Lane, Maylene AL 35114, United States DESCRIPTION: Using a newly created Facebook and Instagram page (Hey, It's A J) to share recipes, home goods, and fashion finds. Posts include links to products. If followers purchase, I would be paid a commission on products sold through the Amazon Associates program.

Exams

• S66 Uniform Combined State Law Examination
  2005-01-14
• S63 Uniform Securities Agent State Law Examination
  1999-06-28

Other Names

• Amy Jeanette Darwin
• Amy Darwin Cooper
• Amy Jeanette Cooper