Dennis Dale Holzwarth

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → Present
  Team One Personnel Services, Inc.
  Dallas, TX
• 10/2012 → 09/2025
  Avanatx Investment Services, Inc.
  Dallas, TX
• 08/2001 → Present
  Wealth Building Inc
  Dallas, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-12-11 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
• 2003-04-16 → 2012-12-31
  Legacy Wealth Advisors, Inc.
  Waxahachie, TX
  De Soto, TX
• 1999-11-16 → 2003-06-20
  Walnut Street Advisers Inc
  Frisco, TX

Other Businesses

Team One Personal Services, Inc.~'NIR'~9635 Ravensway Drive~Dallas~TX~75238~Other~Owner~5/1/1989~15hrs~15hrs~I provide permanent employees for local outside businesses. I compute their payroll, withhold and pay taxes, and issue their paycheck.|Wealth Building Inc.~'IR'~9635 Ravensway Drive~Dallas~TX~75238~Accounting Services/Tax Preparation~Owner~8/1/2001~100hrs~65hrs~DDH is sole employee, President and owner of WBI. All DDH Vest activities are done thru WBI .|

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-12-03
• S66 Uniform Combined State Law Examination
  1998-09-02

Designations

• Certified Financial Planner