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Inactive

Cole Seigworth

North Star Asset Management Inc

Neenah, WI

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Current Employers
North Star Asset Management Inc

One Neenah Center, Suite 300, Neenah, WI 54956 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-11-09
  • WI RA
    APPROVED
    Since 2023-11-09

Branch Locations

One Neenah Center, Suite 300, Neenah, WI 54956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
School Fond Du Lac/Madison WI 01/2013 12/2022
Lakeside Rides Llc Fond Du Lac WI 06/2017 09/2017
Pick 'n Save Fond Du Lac WI 10/2017 09/2019
Stuart's Landscaping Fond Du Lac WI 06/2019 09/2021
North Star Asset Management Neenah WI 01/2023 Present
  • 01/2013 → 12/2022
    School
    Fond Du Lac/Madison, WI
  • 06/2017 → 09/2017
    Lakeside Rides Llc
    Fond Du Lac, WI
  • 10/2017 → 09/2019
    Pick 'n Save
    Fond Du Lac, WI
  • 06/2019 → 09/2021
    Stuart's Landscaping
    Fond Du Lac, WI
  • 01/2023 → Present
    North Star Asset Management
    Neenah, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-03
  • S65 Uniform Investment Adviser Law Examination
    2023-11-03

View on SEC IAPD

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STEVEN GERARD PHIPPS
Ryan Keith Mudge
DEBRA ANNE HACKELGOSTAS

Other Offices

LPL FINANCIAL LLC · NEENAH, WI
OSAIC WEALTH, INC. · NEENAH, WI
LPL FINANCIAL LLC · NEENAH, WI
MML INVESTORS SERVICES, LLC · Neenah, WI
BROOKSTONE WEALTH ADVISORS, LLC · NEENAH, WI
ROBERT W. BAIRD & CO. INCORPORATED · Fox Valley, WI
EDWARD JONES · NEENAH, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Neenah, WI

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