James L Knox

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2024 → 08/2025
  Raymond James & Associates
  Augusta, GA
• 05/2020 → 12/2022
  Sportfive
  Saint Simons Island, GA
• 01/2023 → 01/2024
  Unemployed
  Saint Simons Island, GA
• 05/2015 → 05/2020
  Lagardere Sports
  Saint Simons Island, GA
• 08/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  Augusta, GA

Previous Registrations

• 2024-04-11 → 2025-08-14
  Raymond James & Associates, Inc.
  Augusta, GA

Other Businesses

1. 17 Estil Beach LLC; 17 Estil Beach Circle Bluffton SC 29910; Homeownership; Partner; Pay bills; 01/01/2017; 1 hr/month; Not during security trading hours; Investment-Related 2. Hamilton Landing HOA- President; 218 saint james ave saint simons island, GA 31522; Make sure our neighborhood is running well; President; Run neighborhood meetings; 01/01/2024; 1hr/mth; Not during securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2024-04-03

Other Names

• Lee Knox