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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-02-27
FL RA APPROVED 2004-03-15
  • TX RA
    APPROVED
    Since 2007-02-27
  • FL RA
    APPROVED
    Since 2004-03-15

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 04/1997 Present
Bank Of America, N.A. Miami FL 04/2017 Present
Other Businesses

I*623228 For profit or not for profit: Name of outside business organization: Biscayne Blue LLC Investment related: N Address of business: Miami, Florida, 33133 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Other"], Start date of relationship: 11/3/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Owner/manager, LLC will solely be used to own a boat that I recently bought.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-07
  • S66 Uniform Combined State Law Examination
    2000-09-07

View on SEC IAPD

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