Graham Christy Gerlach

Employer firm

Robertson Stephens CRD 289977

$8.76B regulatory AUM 90 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 12/2019
  Massmutual Life Insurance Company
  Denver, CO
• 12/2014 → 12/2019
  Mml Investor Services Llc
  Denver, CO
• 12/2019 → Present
  Ratio Wealth Group Llc
  Denver, CO
• 08/2020 → 04/2021
  The Leaders Group, Inc.
  Littleton, CO
• 07/2024 → Present
  Roberts Stephens
  San Francisco, CA
• 12/2019 → 08/2024
  Ratio Wealth Group Llc
  Denver, CO

Previous Registrations

• 2019-12-18 → 2024-08-28
  Ratio Wealth Group Llc
  Denver, CO
  Denver, CO
  Denver, CO
  Las Vegas, NV
  Sewickley, PA
• 2014-12-24 → 2019-12-11
  Mml Investors Services, Llc
  Denver, CO
  Denver, CO
  Denver, CO
• 2008-01-02 → 2014-12-24
  Northwestern Mutual Investment Services, Llc
  Denver, CO
  Denver, CO
  Denver, CO

Other Businesses

1) Ratio Wealth Group LLC, Independent Licensed Insurance Agent, 12/2019 - Present; 5% of my time devoted to this business/5% during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-17
• S63 Uniform Securities Agent State Law Examination
  1998-12-18

Designations

• Certified Financial Planner