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Alexandra Taylor Sandoval

Rbc Rochdale, LLC

Irvine, CA

New York, NY

CRD 7829763

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Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-16
  • CA RA
    APPROVED
    Since 2024-03-16

Branch Locations

18111 Von Karman Avenue, Irvine, CA 92612 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities, Llc Irvine CA 08/2023 Present
University Of California, Los Angeles Los Angeles CA 08/2019 06/2023
Unemployed La Habra CA 01/2012 07/2019
  • 08/2023 → Present
    Cnr Securities, Llc
    Irvine, CA
  • 08/2019 → 06/2023
    University Of California, Los Angeles
    Los Angeles, CA
  • 01/2012 → 07/2019
    Unemployed
    La Habra, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-15
  • S66 Uniform Combined State Law Examination
    2024-03-15
Other Names
  • Alexandra T Sandoval

View on SEC IAPD

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