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Federico Holguin

Morgan Stanley

Miami, FL

CRD 7829662

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-05
FL RA APPROVED 2024-12-04
  • TX RA
    APPROVED
    Since 2024-12-05
  • FL RA
    APPROVED
    Since 2024-12-04

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tp Icap Global Markets Americas Llc New York NY 02/2024 09/2024
Publicis Sapient New York NY 06/2023 07/2023
Loyola Marymount University Los Angeles CA 08/2019 12/2023
Colegio Bolivar Cali 08/2004 08/2019
Morgan Stanley Miami FL 11/2024 Present
  • 02/2024 → 09/2024
    Tp Icap Global Markets Americas Llc
    New York, NY
  • 06/2023 → 07/2023
    Publicis Sapient
    New York, NY
  • 08/2019 → 12/2023
    Loyola Marymount University
    Los Angeles, CA
  • 08/2004 → 08/2019
    Colegio Bolivar
    Cali
  • 11/2024 → Present
    Morgan Stanley
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-21
S63 Uniform Securities Agent State Law Examination 2024-07-31
  • S65 Uniform Investment Adviser Law Examination
    2024-10-21
  • S63 Uniform Securities Agent State Law Examination
    2024-07-31
Other Names
  • Federico Holgun

View on SEC IAPD

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Nearby Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
XP ADVISORY US, INC. · MIAMI, FL

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