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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-04-15 |
| NC | RA | APPROVED | 2025-04-15 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Charlotte | NC | 11/2023 | 11/2024 |
| Pitt Property Management Llp | Greenville | NC | 05/2022 | 09/2022 |
| East Carolina University | Greenville | NC | 09/2020 | 05/2023 |
| University Of Lynchburg | Lynchburg | VA | 09/2018 | 03/2020 |
| Uber | Greenville | NC | 07/2021 | 10/2021 |
| Student Managed Investment Fund (Smif) | Lynchburg | VA | 03/2018 | 03/2020 |
| Fins Restaurant Inc. | Bethany Beach | DE | 05/2017 | 03/2018 |
| Zogg's Raw Bar & Grill | Rehoboth Beach | DE | 05/2019 | 09/2019 |
| Dog Fish Brewery & Eats | Rehoboth Beach | DE | 04/2018 | 08/2018 |
| Segrue / Big Fish Grill | Rehoboth Beach | DE | 03/2016 | 09/2016 |
| Cape Henlopen High School | Lewes | DE | 09/2014 | 06/2018 |
| Unemployed | N/A | XX | 09/2016 | 05/2017 |
| Unemployment | N/A | XX | 08/2018 | 05/2019 |
| Unemployed | N/A | XX | 05/2023 | 11/2023 |
| Unemployed | N/A | XX | 03/2020 | 09/2020 |
| Associate Staffing | Charlotte | NC | 01/2025 | 04/2025 |
| Principal Securities, Inc. | Charlotte | NC | 01/2025 | Present |
| Burn Clt | Charlotte | NC | 09/2024 | 01/2025 |
| Principal Advised Services | Charlotte | NC | 04/2025 | Present |
| Principal Life Insurance Company | Charlotte | NC | 04/2025 | Present |
| Principal Bank | Charlotte | NC | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-22 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-25 |
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