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Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-02
  • TX RA
    APPROVED_RES
    Since 2026-06-02

Branch Locations

2001 Timberloch Place Suite 535, The Woodlands, TX 77380 • United States

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triumvir Financial, Llc Conroe TX 02/2015 Present
  • 02/2015 → Present
    Triumvir Financial, Llc
    Conroe, TX
Other Businesses

1. David Mosberg's relationship with Prosperity Capital Advisors is as a Promoter/Solicitor only. Mr. Mosberg does not give investment advice or advise on any Prosperity Capital Advisors investment options. Mr. Mosberg is not supervised by Prosperity Capital Advisors other than what is required on the SEC Promoter/Solicitor rules. 2. Triumvir Financial, LLC - CEO - 102 Cadence Ct., Montgomery, Texas 77316 - Bookkeeping business - Not related to investing. - 100 hours per month 3. Hubcap Grill Franchise Group, LLC - COO - 525 Woodland Square Blvd. Ste. 250-243, Conroe, TX 77384 - Restaurant Franchise Company - Started August 2020 - 20 hours per month

Other Names
  • David Eric Mosberg
  • David Mosberg

View on SEC IAPD

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