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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-17
  • FL RA
    APPROVED
    Since 2024-07-17

Branch Locations

Rockledge, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 12/2023 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2023 Present
University Of Central Florida Orlando FL 06/2022 12/2023
Eastern Florida State College Cocoa FL 01/2021 06/2022
Wells Fargo Rockledge FL 08/2021 01/2022
Us Army Ft. Bliss TX 05/2016 10/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2024 Present
  • 12/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2022 → 12/2023
    University Of Central Florida
    Orlando, FL
  • 01/2021 → 06/2022
    Eastern Florida State College
    Cocoa, FL
  • 08/2021 → 01/2022
    Wells Fargo
    Rockledge, FL
  • 05/2016 → 10/2020
    Us Army
    Ft. Bliss, TX
  • 07/2024 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/17/2024 2) SMARTPRO FINANCIAL, 1041 Trinity St., Rockledge FL 32955, United States, 05/2025, Registered Rep, investment advisor under SmartPro, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-08
  • S66 Uniform Combined State Law Examination
    2024-07-08

View on SEC IAPD

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