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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-06-09 |
| TX | RA | APPROVED | 2024-07-19 |
Branch Locations
1095 Evergreen Circle Suite 205, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westpac Wealth | The Woodlands | TX | 11/2023 | 06/2024 |
| Aig | Houston | TX | 01/2014 | 11/2023 |
| Guardian Life Insurance | The Woodlands | TX | 06/2024 | Present |
| Park Avenue Securities | The Woodlands | TX | 06/2024 | Present |
| Park Avenue Investment Advisory | The Woodlands | TX | 07/2024 | Present |
| Guardian Life Insurance | Montgomery | TX | 10/2024 | Present |
| Park Avenue Securities | Montgomery | TX | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-27 |
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