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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-06
  • NC RA
    APPROVED
    Since 2024-05-06

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Charlotte NC 01/2024 Present
Vitense Golfland Madison WI 06/2022 06/2023
College Works Painting Madison WI 02/2020 09/2021
Macgregor Downs Country Club Cary NC 03/2018 09/2019
Apex High School Apex NC 06/2015 03/2018
Unemployed Madison WI 09/2021 06/2022
Unemployed Madison WI 09/2019 02/2020
Unemployed Apex NC 06/2023 01/2024
  • 01/2024 → Present
    Ubs
    Charlotte, NC
  • 06/2022 → 06/2023
    Vitense Golfland
    Madison, WI
  • 02/2020 → 09/2021
    College Works Painting
    Madison, WI
  • 03/2018 → 09/2019
    Macgregor Downs Country Club
    Cary, NC
  • 06/2015 → 03/2018
    Apex High School
    Apex, NC
  • 09/2021 → 06/2022
    Unemployed
    Madison, WI
  • 09/2019 → 02/2020
    Unemployed
    Madison, WI
  • 06/2023 → 01/2024
    Unemployed
    Apex, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-26
  • S66 Uniform Combined State Law Examination
    2024-02-26

View on SEC IAPD

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