Best Investors Account Sign in
Inactive

Shang Chen Lu

Transglobal Advisory, LLC

Taipei City

Monrovia, CA

CRD 7828228

Claim This Profile
Employer firm

Transglobal Advisory, LLC CRD 168709

$58.3M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • CASH MANAGEMENT AND ESTATE PLANNING

From the firm’s Form ADV. Read the guides:

Current Employers
Transglobal Advisory, Llc

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-22
  • CA RA
    APPROVED
    Since 2023-11-22

Branch Locations

6F.-3, No. 131, Hanzhong St., Wanhua Dist., Taipei City 108007 • Taiwan, Republic of China

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kgi Securities Taipei City 09/2015 09/2018
N/A Taipei City 09/2018 06/2019
Student Singapore 07/2019 01/2021
Atonra Partners Sa Geneva 03/2021 08/2022
N/A Taipei City 09/2022 10/2023
Transglobal Advisory Llc Taipei City 10/2023 Present
Transglobal Advisory Llc Taipei City 10/2023 Present
  • 09/2015 → 09/2018
    Kgi Securities
    Taipei City
  • 09/2018 → 06/2019
    N/A
    Taipei City
  • 07/2019 → 01/2021
    Student
    Singapore
  • 03/2021 → 08/2022
    Atonra Partners Sa
    Geneva
  • 09/2022 → 10/2023
    N/A
    Taipei City
  • 10/2023 → Present
    Transglobal Advisory Llc
    Taipei City
  • 10/2023 → Present
    Transglobal Advisory Llc
    Taipei City
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor