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Thiago De Souza Mendes

Wells Fargo Clearing Services, LLC

Waukee, IA

West Des Moines, IA

CRD 7828026

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-06
  • IA RA
    APPROVED
    Since 2024-04-06

Branch Locations

110 E Hickman Rd, Waukee, IA 50263 • United States

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Des Moines IA 10/2023 Present
Wells Fargo Bank, Na Des Moines IA 10/2023 Present
Caixa Economica Federal Caxias Do Sul 11/2013 11/2022
Unemployed Ankeny IA 12/2022 09/2023
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Des Moines, IA
  • 10/2023 → Present
    Wells Fargo Bank, Na
    Des Moines, IA
  • 11/2013 → 11/2022
    Caixa Economica Federal
    Caxias Do Sul
  • 12/2022 → 09/2023
    Unemployed
    Ankeny, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-05
S63 Uniform Securities Agent State Law Examination 2024-02-02
  • S65 Uniform Investment Adviser Law Examination
    2024-04-05
  • S63 Uniform Securities Agent State Law Examination
    2024-02-02
Other Names
  • Thiago Desouzamendes

View on SEC IAPD

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