Inko London Dokubo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-14
IL	RA	APPROVED	2024-10-03

TX RA
APPROVED

Since 2025-05-14
IL RA
APPROVED

Since 2024-10-03

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	10/2023	Present
Unemployed	Chicago	IL	06/2023	10/2023
Loyola University Chicago Men's Basketball	Chicago	IL	05/2016	06/2023

10/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
06/2023 → 10/2023

Unemployed

Chicago, IL
05/2016 → 06/2023

Loyola University Chicago Men's Basketball

Chicago, IL

Other Businesses

Theater On the Lake/Lakefront Restaurant Not investment related Chicago, IL Event Management Event Manager/ Consultant/Independent Contractor 05/17/2024 10 hours/month 0 hours worked during securities trading hours Oversee and manage events like weddings and concerts

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-02

S66 Uniform Combined State Law Examination

2024-10-02

Other Names

London Dokubo

View on SEC IAPD