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Pamela M King

Rockefeller Financial LLC

Dallas, TX

Hartford, CT

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-17
CT RA APPROVED 2024-12-16
  • TX RA
    APPROVED
    Since 2024-12-17
  • CT RA
    APPROVED
    Since 2024-12-16

Branch Locations

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

225 Asylum St. Suite 2830, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 10/2023 05/2024
Ashford Board Of Education Ashford CT 10/2014 10/2023
Rockefeller Financial Llc Hartford CT 05/2024 Present
  • 10/2023 → 05/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hartford, CT
  • 10/2014 → 10/2023
    Ashford Board Of Education
    Ashford, CT
  • 05/2024 → Present
    Rockefeller Financial Llc
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-16
  • S66 Uniform Combined State Law Examination
    2024-12-16
Other Names
  • Pamela Minichiello King
  • Pam Minichiello

View on SEC IAPD

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