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Dominick Anthony D'ANdrea

LPl Enterprise, LLC

Farmingdale, NY

CRD 7827842

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-24
  • NY RA
    APPROVED
    Since 2025-11-24

Branch Locations

17 Conklin Street 2Nd Floor, Farmingdale, NY 11735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Farmingdale NY 08/2025 Present
St.FRancis Prep Fresh Meadows NY 08/2016 08/2020
Adelphi University Garden City NY 09/2020 05/2024
Blue Ocean Wealth Solutions East Hills NY 06/2024 05/2025
Adelphi University Garden City NY 08/2024 07/2025
  • 08/2025 → Present
    Farmingdale, NY
  • 08/2016 → 08/2020
    St.FRancis Prep
    Fresh Meadows, NY
  • 09/2020 → 05/2024
    Adelphi University
    Garden City, NY
  • 06/2024 → 05/2025
    Blue Ocean Wealth Solutions
    East Hills, NY
  • 08/2024 → 07/2025
    Adelphi University
    Garden City, NY
Other Businesses

1. 07/28/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Howard Beach, NY - Start Date 07/25/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/28/2025 - DOMINICK D'ANDREA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Howard Beach, NY - Start Date 07/25/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-24
  • S66 Uniform Combined State Law Examination
    2025-11-24

View on SEC IAPD

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