Katherine Sofia Vargas

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-28
NC	RA	APPROVED	2024-03-04

TX RA
APPROVED

Since 2024-08-28
NC RA
APPROVED

Since 2024-03-04

Branch Locations

3100 Tower Blvd Suite 1615, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2023	Present
Bank Of America Na	Raleigh	NC	05/2014	11/2023

11/2023 → Present

Edward Jones

St Louis, MO
05/2014 → 11/2023

Bank Of America Na

Raleigh, NC

Other Businesses

Maktub Ventures LLC Type of business: Real Estate Rentals Raleigh, NC Start date: 5/31/2022 CEO/Owner Hours per week: 3 Hours during trading: 0 Answer questions, pay cleaning or service teams, make sure automated systems are working efficiently

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-10

S66 Uniform Combined State Law Examination

2024-01-10

Other Names

Katherine Sofia Vargasmena
Katherine Sofia Vargas Mena

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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