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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-31 |
| AZ | RA | APPROVED | 2025-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Akron | Akron | OH | 08/2014 | 08/2016 |
| The Ohio State University | Columbus | OH | 08/2016 | 05/2019 |
| Airspace Technologies | Carlsbad | CA | 05/2019 | 07/2019 |
| Top Cap Partners | Southampton | NY | 08/2019 | 08/2021 |
| Silicon Valley Bank | Tempe | AZ | 08/2021 | 10/2023 |
| Cim Group | Phoenix | AZ | 10/2023 | 09/2025 |
| Cco Capital | Phoenix | AZ | 10/2023 | 09/2025 |
| Morgan Stanley | Tempe | AZ | 09/2025 | Present |
*671392- Phoenix Flower Shops; Investment related: No; Phoenix, Arizona; Retail/Online Stores, Agriculture; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 15; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-15 |
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