Steven Michael Zimmerman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1997 → 03/2021
  Vf Investment Services Corp Dba Magis Financial Partners
  Horsham, PA
• 12/2008 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 12/2008 → 10/2016
  Investors Capital Advisory Services
  Lynnfield, MA
• 10/1987 → 03/2024
  V.F. Associates, Inc
  Horsham, PA
• 07/2012 → 10/2016
  United Retirement Plan Consultants Inc
  Dublin, OH
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 05/2013 → Present
  Dba Magis Financial Partners
  Horsham, PA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2001-05-04 → 2021-03-09
  Magis Financial Partners
  Wayne, PA
  Elverson, PA
• 2008-12-11 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Horsham, PA
  Greenville, SC
  Horsham, PA
  Lynnfield, MA

Other Businesses

1.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 1987, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, AND BONDING 2.. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START DATE: 11/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC. ; 3. DBA MAGIS FINANCIAL PARTNERS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/2021, PRESIDENT, APX NUMBER OF HOURS PER WEEK: 35, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES THROUGH CETERA ADVISORS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-18
• S63 Uniform Securities Agent State Law Examination
  1999-04-23

Designations

• Certified Financial Planner
• Chartered Financial Consultant