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Neil Declan O'COnnor

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-10
  • NC RA
    APPROVED
    Since 2024-05-10

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 01/2024 Present
Waccamaw Regional Tennis Center At Stables Park Pawleys Island SC 06/2021 08/2023
Unemployed Dublin 01/2014 05/2020
Conroys Public House Rainbow Kansas City MO 05/2020 08/2020
Unemployed Conway SC 08/2020 06/2021
Charlotte City Tennis Charlotte NC 08/2023 12/2023
  • 01/2024 → Present
    Ubs Financial Services Inc.
    Charlotte, NC
  • 06/2021 → 08/2023
    Waccamaw Regional Tennis Center At Stables Park
    Pawleys Island, SC
  • 01/2014 → 05/2020
    Unemployed
    Dublin
  • 05/2020 → 08/2020
    Conroys Public House Rainbow
    Kansas City, MO
  • 08/2020 → 06/2021
    Unemployed
    Conway, SC
  • 08/2023 → 12/2023
    Charlotte City Tennis
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-13
  • S66 Uniform Combined State Law Examination
    2024-02-13
Other Names
  • Neil Declan Oconnor

View on SEC IAPD

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