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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
MI RA APPROVED 2026-01-18
  • TX RA
    APPROVED
    Since 2026-02-13
  • MI RA
    APPROVED
    Since 2026-01-18

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Lansing MI 10/2024 Present
Oppenheimer & Co. Inc. East Lansing MI 10/2023 10/2024
Mariner Wealth Advisors Novi MI 05/2023 08/2023
Jackson East Lansing MI 09/2022 10/2023
Cg Financial Services Haslett MI 03/2022 08/2022
Infrastructure Planning & Facilities - Msu East Lansing MI 10/2021 03/2022
Flint Cultural Center Corporation Flint MI 10/2019 06/2021
Sawmill Golf Course Saginaw MI 06/2017 08/2018
Runyan's Country Tree Farm Clio MI 11/2020 11/2020
Meijer Davison MI 06/2021 06/2022
Michigan State University East Lansing MI 09/2020 12/2023
Kearsley High School Flint MI 09/2016 06/2020
Unemployed Flint MI 05/2015 06/2017
Harper's Restaurant & Brew Pub East Lansing MI 08/2023 08/2023
Family Orthopedic Associates Plc / Orthomichigan Flint MI 10/2020 11/2020
  • 10/2024 → Present
    East Lansing, MI
  • 10/2023 → 10/2024
    Oppenheimer & Co. Inc.
    East Lansing, MI
  • 05/2023 → 08/2023
    Mariner Wealth Advisors
    Novi, MI
  • 09/2022 → 10/2023
    Jackson
    East Lansing, MI
  • 03/2022 → 08/2022
    Cg Financial Services
    Haslett, MI
  • 10/2021 → 03/2022
    Infrastructure Planning & Facilities - Msu
    East Lansing, MI
  • 10/2019 → 06/2021
    Flint Cultural Center Corporation
    Flint, MI
  • 06/2017 → 08/2018
    Sawmill Golf Course
    Saginaw, MI
  • 11/2020 → 11/2020
    Runyan's Country Tree Farm
    Clio, MI
  • 06/2021 → 06/2022
    Meijer
    Davison, MI
  • 09/2020 → 12/2023
    Michigan State University
    East Lansing, MI
  • 09/2016 → 06/2020
    Kearsley High School
    Flint, MI
  • 05/2015 → 06/2017
    Unemployed
    Flint, MI
  • 08/2023 → 08/2023
    Harper's Restaurant & Brew Pub
    East Lansing, MI
  • 10/2020 → 11/2020
    Family Orthopedic Associates Plc / Orthomichigan
    Flint, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-13
  • S66 Uniform Combined State Law Examination
    2026-01-13
Other Names
  • Autumn Renee Sears
  • Autumn R Sears

View on SEC IAPD

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