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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| MI | RA | APPROVED | 2026-01-18 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
2501 Coolidge Rd, East Lansing, MI 48823 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | East Lansing | MI | 10/2024 | Present |
| Oppenheimer & Co. Inc. | East Lansing | MI | 10/2023 | 10/2024 |
| Mariner Wealth Advisors | Novi | MI | 05/2023 | 08/2023 |
| Jackson | East Lansing | MI | 09/2022 | 10/2023 |
| Cg Financial Services | Haslett | MI | 03/2022 | 08/2022 |
| Infrastructure Planning & Facilities - Msu | East Lansing | MI | 10/2021 | 03/2022 |
| Flint Cultural Center Corporation | Flint | MI | 10/2019 | 06/2021 |
| Sawmill Golf Course | Saginaw | MI | 06/2017 | 08/2018 |
| Runyan's Country Tree Farm | Clio | MI | 11/2020 | 11/2020 |
| Meijer | Davison | MI | 06/2021 | 06/2022 |
| Michigan State University | East Lansing | MI | 09/2020 | 12/2023 |
| Kearsley High School | Flint | MI | 09/2016 | 06/2020 |
| Unemployed | Flint | MI | 05/2015 | 06/2017 |
| Harper's Restaurant & Brew Pub | East Lansing | MI | 08/2023 | 08/2023 |
| Family Orthopedic Associates Plc / Orthomichigan | Flint | MI | 10/2020 | 11/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-13 |
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