Korinne Kay Sugasawara

706 N Main St, Ofallon, MO 63366 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-29
MO	RA	APPROVED	2025-01-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Guiding Wealth Management, Llc	Richardson	TX	10/2023	12/2024
East Rock Financial	San Mateo	CA	10/2023	10/2024
Nextgen	Sacramento	CA	04/2023	10/2023
California State Assembly, Committee On Accountability And Admin	Sacramento	CA	08/2021	04/2023
California State Assembly, Ofce Of Assemblymember David Chiu	Sacramento	CA	01/2019	08/2021
California State Senate, Public Employment And Retirement Commit	Sacramento	CA	05/2017	01/2019
Mental Health Services Oversight And Accountability Commission	Sacramento	CA	02/2017	05/2017
California State Senate, Ofce Of State Senator Hannah-Beth Jacks	Sacramento	CA	10/2015	12/2016
Core Planning, Llc	Saint Louis	MO	01/2025	Present

10/2023 → 12/2024

Guiding Wealth Management, Llc

Richardson, TX
10/2023 → 10/2024

East Rock Financial

San Mateo, CA
04/2023 → 10/2023

Nextgen

Sacramento, CA
08/2021 → 04/2023

California State Assembly, Committee On Accountability And Admin

Sacramento, CA
01/2019 → 08/2021

California State Assembly, Ofce Of Assemblymember David Chiu

Sacramento, CA
05/2017 → 01/2019

California State Senate, Public Employment And Retirement Commit

Sacramento, CA
02/2017 → 05/2017

Mental Health Services Oversight And Accountability Commission

Sacramento, CA
10/2015 → 12/2016

California State Senate, Ofce Of State Senator Hannah-Beth Jacks

Sacramento, CA
01/2025 → Present

Core Planning, Llc

Saint Louis, MO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-06

Other Firms