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Landon Eric Bauer

Ubs Financial Services Inc.

Weehawken, NJ

CRD 7826879

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-13
  • NJ RA
    APPROVED
    Since 2024-08-13

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 01/2024 Present
Augusta National Masters Tournament Augusta GA 04/2023 04/2023
Euronext Fx New York NY 05/2022 06/2022
Strategas New York NY 05/2021 07/2021
Logon Printing New York NY 10/2020 12/2020
University Of South Carolina Columbia SC 09/2019 05/2023
Nyc Lab High School New York NY 09/2015 06/2019
Trump Ferry Point Golf Links New York NY 06/2018 07/2018
Unemployed New York NY 06/2023 01/2024
  • 01/2024 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 04/2023 → 04/2023
    Augusta National Masters Tournament
    Augusta, GA
  • 05/2022 → 06/2022
    Euronext Fx
    New York, NY
  • 05/2021 → 07/2021
    Strategas
    New York, NY
  • 10/2020 → 12/2020
    Logon Printing
    New York, NY
  • 09/2019 → 05/2023
    University Of South Carolina
    Columbia, SC
  • 09/2015 → 06/2019
    Nyc Lab High School
    New York, NY
  • 06/2018 → 07/2018
    Trump Ferry Point Golf Links
    New York, NY
  • 06/2023 → 01/2024
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05

View on SEC IAPD

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