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Ieq Capital, LLC CRD 301819
$56.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-30 |
| NV | RA | APPROVED | 2023-04-18 |
| DE | RA | APPROVED | 2023-04-17 |
| NY | RA | APPROVED | 2023-04-14 |
| WA | RA | APPROVED | 2020-12-11 |
| CA | RA | APPROVED | 2019-06-11 |
Branch Locations
950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | Menlo Park | CA | 03/2015 | 04/2017 |
| First Republic Investment Management | Menlo Park | CA | 03/2015 | 04/2017 |
| First Republic Investment Management, Inc. | Menlo Park | CA | 04/2017 | 05/2019 |
| First Republic Securities Company, Llc | Menlo Park | CA | 04/2017 | 05/2019 |
| Ieq Capital, Llc | Foster City | CA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-25 |
| S66 | Uniform Combined State Law Examination | 1999-04-27 |
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