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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-11
  • AZ RA
    APPROVED
    Since 2024-03-11

Branch Locations

Scottsdale, AZ • United States

16220 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Scottsdale AZ 11/2023 Present
Ymca Buffalo Niagara Buffalo NY 08/2017 08/2023
Young Life Buffalo North Buffalo NY 09/2016 05/2018
Thrivent Financial Appleton WI 01/2024 07/2024
Thrivent Financial Appleton WI 07/2024 Present
  • 11/2023 → Present
    Scottsdale, AZ
  • 08/2017 → 08/2023
    Ymca Buffalo Niagara
    Buffalo, NY
  • 09/2016 → 05/2018
    Young Life Buffalo North
    Buffalo, NY
  • 01/2024 → 07/2024
    Thrivent Financial
    Appleton, WI
  • 07/2024 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

SCOTTSDALE/PARADISE VALLEY FAMILY YMCA POSITION: Scottsdale/Paradise Valley Advisory Board Member NATURE: Providing local individuals and families health & wellness, community and engagement opportunities as well as affordable programming. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2024 ADDRESS: 6869 East Shea Blvd, Scottsdale AZ 85254, United States DESCRIPTION: Meeting with local community members and facility staff with the focus of ideas, enhancement, direction and growth of programming and charitable giving. Focus is on just the Scottsdale/Paradise Valley location and will not have authority or voting rights over Valley of the Sun YMCA Association as a whole.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2024-03-08

View on SEC IAPD

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