Mark Hubbard Murphy

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2012-08-30
TX	RA	APPROVED_RES	2008-02-26

PA RA
APPROVED

Since 2012-08-30
TX RA
APPROVED_RES

Since 2008-02-26

Branch Locations

100 State Street Fourth Floor, Suite 460, Erie, PA 16507 • United States

100 State Street - 4Th Floor, Erie, PA 16507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Erie	PA	03/1999	Present

03/1999 → Present

Ubs Financial Services Inc.

Erie, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-11
S63	Uniform Securities Agent State Law Examination	1999-05-28

S65 Uniform Investment Adviser Law Examination

1999-06-11
S63 Uniform Securities Agent State Law Examination

1999-05-28

View on SEC IAPD

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