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James Mathew Vogel

J.P. Morgan Securities LLC

Torrance, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-30
  • CA RA
    APPROVED
    Since 2026-04-30

Branch Locations

2549-A Pacific Coast Hwy, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Torrance CA 10/2023 Present
Jpmorgan Chase Bank, N.A. Torrance CA 10/2023 Present
Parcion Private Wealth Bellevue WA 04/2022 04/2023
Big 5 Sporting Goods Seattle WA 09/2020 04/2022
Lice Knowing You Seattle WA 01/2020 03/2020
Unemployed Rancho Palos Verdes CA 10/2013 12/2019
Unemployed Seattle WA 04/2020 08/2020
Unemployed Rancho Palos Verdes CA 05/2023 09/2023
  • 10/2023 → Present
    J.P. Morgan Securities Llc
    Torrance, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Torrance, CA
  • 04/2022 → 04/2023
    Parcion Private Wealth
    Bellevue, WA
  • 09/2020 → 04/2022
    Big 5 Sporting Goods
    Seattle, WA
  • 01/2020 → 03/2020
    Lice Knowing You
    Seattle, WA
  • 10/2013 → 12/2019
    Unemployed
    Rancho Palos Verdes, CA
  • 04/2020 → 08/2020
    Unemployed
    Seattle, WA
  • 05/2023 → 09/2023
    Unemployed
    Rancho Palos Verdes, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-20
S63 Uniform Securities Agent State Law Examination 2024-01-09
  • S66 Uniform Combined State Law Examination
    2026-04-20
  • S63 Uniform Securities Agent State Law Examination
    2024-01-09
Other Names
  • Jimmy Vogel
  • James Vogel

View on SEC IAPD

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