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David Peay

LPl Financial LLC

Fort Mill, SC

Rock Hill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-02-17
  • SC RA
    APPROVED
    Since 2026-02-17

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Rock Hill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 10/2023 Present
Carmax Pineville NC 07/2023 10/2023
Fedex Express Concord NC 10/2021 07/2023
Unemployed Rock Hill SC 09/2018 10/2021
Synchrony Financial Charlotte NC 08/2016 09/2018
  • 10/2023 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 07/2023 → 10/2023
    Carmax
    Pineville, NC
  • 10/2021 → 07/2023
    Fedex Express
    Concord, NC
  • 09/2018 → 10/2021
    Unemployed
    Rock Hill, SC
  • 08/2016 → 09/2018
    Synchrony Financial
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-13
  • S66 Uniform Combined State Law Examination
    2026-02-13

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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