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Christopher Lawrence Sweeney

Truist Advisory Services, Inc.

Charlotte, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-11
  • NC RA
    APPROVED
    Since 2024-07-11

Branch Locations

214 N Tryon St Fl 33, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc Charlotte NC 10/2023 Present
Truist Bank Charlotte NC 08/2014 10/2023
  • 10/2023 → Present
    Truist Investment Services, Inc
    Charlotte, NC
  • 08/2014 → 10/2023
    Truist Bank
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-10
  • S66 Uniform Combined State Law Examination
    2024-07-10
Other Names
  • Chris Sweeney

View on SEC IAPD

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MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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