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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-11 |
| MO | RA | APPROVED | 2025-01-28 |
| TX | RA | APPROVED_RES | 2023-11-27 |
| CA | RA | APPROVED | 2023-11-20 |
Branch Locations
1901 Avenue Of The Stars 2Nd Floor, Los Angeles, CA 90067 • United States
Santa Monica, CA • United States
400 Chesterfield Center Suite 400, Chesterfield, MO 63017 • United States
St. Louis, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Century City | CA | 11/2013 | 11/2023 |
| City National Bank | Beverly Hills | CA | 07/2016 | 11/2023 |
| Raymond James Financial Services, Inc. | Los Angeles | CA | 11/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Los Angeles | CA | 11/2023 | Present |
| Boland Private Wealth Management | Los Angeles | CA | 11/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Chesterfield | MO | 07/2025 | Present |
| Raymond James Financial Services, Inc. | Chesterfield | MO | 07/2025 | Present |
(1)Name of Business: Boland Private Wealth Management Address: 801 2nd St. # 215 , Santa Monica, CA, 90403, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/17/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Managing wealth for clients through Raymond James. (2)Name of Business: King Paw LLC Address: 738 Hinder Dr., St. Louis, MO, 63125, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I wrote and illustrated the book and had copywritten in 2007.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-12 |
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