Mark Philip Schmidt

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 10/2019
  Morgan Stanley & Co. Incorporated
  Livonia, MI
• 06/2009 → 10/2019
  Morgan Stanley Smith Barney
  Livonia, MI
• 01/2015 → 10/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2019 → Present
  Wells Fargo Clearing Services, Llc.
  Farmington Hills, MI

Previous Registrations

• 2009-06-01 → 2019-10-16
  Morgan Stanley
  Livonia, MI
  Farmington Hills, MI
• 2009-01-30 → 2009-06-01
  Morgan Stanley & Co. Llc
  Livonia, MI
• 2001-03-28 → 2009-02-11
  Ubs Financial Services Inc.
  Farmington Hill, MI
  Farmington Hills, MI

Other Businesses

POTENTIAL LLC (NOT YET NAMED); INV RELATED;TBD,MT; LLC HOLDING RENTAL ASSETS;50% OWNERSHIP; START DATE: 7/17/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-31
• S63 Uniform Securities Agent State Law Examination
  1999-06-07