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Brett William Sheppard

Cetera Investment Advisers LLC

Sun City Center, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-11
FL RA APPROVED 2024-08-22
  • TX RA
    APPROVED
    Since 2026-02-11
  • FL RA
    APPROVED
    Since 2024-08-22

Branch Locations

4892 Sun City Center Blvd, Sun City Center, FL 33573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 02/2024 Present
Regions Bank Tampa FL 09/2022 Present
Regions Bank Memphis TN 03/2020 08/2022
United Recovery And Remarketing Collierville TN 09/2019 03/2020
Jbm Patrol And Protection Memphis TN 02/2019 09/2019
Nashville Investigative Services Nashville TN 04/2018 12/2018
Texas Department Of Criminal Justice Austin TX 03/2017 04/2018
Corecivic Austin TX 09/2016 03/2017
Wayside Schools Austin TX 04/2016 09/2016
Jbm Patrol And Protection Minneapolis MN 12/2018 02/2019
Cetera Investment Advisers Llc Wesley Chapel FL 08/2024 Present
  • 02/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 09/2022 → Present
    Regions Bank
    Tampa, FL
  • 03/2020 → 08/2022
    Regions Bank
    Memphis, TN
  • 09/2019 → 03/2020
    United Recovery And Remarketing
    Collierville, TN
  • 02/2019 → 09/2019
    Jbm Patrol And Protection
    Memphis, TN
  • 04/2018 → 12/2018
    Nashville Investigative Services
    Nashville, TN
  • 03/2017 → 04/2018
    Texas Department Of Criminal Justice
    Austin, TX
  • 09/2016 → 03/2017
    Corecivic
    Austin, TX
  • 04/2016 → 09/2016
    Wayside Schools
    Austin, TX
  • 12/2018 → 02/2019
    Jbm Patrol And Protection
    Minneapolis, MN
  • 08/2024 → Present
    Cetera Investment Advisers Llc
    Wesley Chapel, FL
Other Businesses

2. CO-OWNER AND MEMBER OF SIGG HOLDINGS, LLC DBA LE SHEPPARD PHOTOGRAPHY; PHOTOGRAPHY BUSINESS; FILES TAXES; OWNED WITH SPOUSE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-14
S63 Uniform Securities Agent State Law Examination 2024-04-17
  • S66 Uniform Combined State Law Examination
    2024-08-14
  • S63 Uniform Securities Agent State Law Examination
    2024-04-17

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL PARTNERS
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Other Investors

GLENN KRCMARIC
James Paul Berndt
SCOTT GEORGE ALLISON
PETER JOSEPH FARINA
CANDACE HEISS GREENE
JILL MARIE KELLY
JOHN MICHAEL PRICE
MARC JAY BESHANY

Other Offices

OSAIC WEALTH, INC. · SUN CITY CENTER, FL
WELLS FARGO CLEARING SERVICES, LLC · SUN CITY CENTER, FL
CETERA INVESTMENT ADVISERS LLC · SUN CITY, FL
TRUIST ADVISORY SERVICES, INC. · SUN CITY CENTER, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUN CITY CENTER, FL
WELLS FARGO CLEARING SERVICES, LLC · SUN CITY CENTER, FL
J.P. MORGAN SECURITIES LLC · SUN CITY CENTER, FL
INDEPENDENT FINANCIAL PARTNERS · Sun City Center, FL 33573, FL

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