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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-12
GA RA APPROVED 2024-03-25
  • FL RA
    APPROVED
    Since 2025-06-12
  • GA RA
    APPROVED
    Since 2024-03-25

Branch Locations

Jacksonville, FL • United States

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 12/2008 Present
Other Businesses

Judge Fitness. Not investment related. Atlanta, GA, Fitness related business. Co-owner. June 2023. 0 hours per month during trading hours. Business will be primarily owned and operated by my husband. I will not have any formal role in day to day operations. Name of the other businessAKA Investments LLCWhether the business is investment-relatedNo. Not investment relatedAddress of the other business Atlanta GANature of the other businessLLC that buys real estateYour positionMemberTitle, or relationship with the other businessMemberStart date of your relationshipJan. 2023Approximate number of hours/month you devote to the other business1Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessMember with 15% ownership and 1/15 vote on real estate purchases Name of the other businessBenevolentSpeaks LLCWhether the business is investment-relatedNoAddress of the other businessAtlanta GANature of the other businessLLC that was set up for me to write and publish a book and do paid speaking engagementsYour positionOwnerTitle, or relationship with the other businessOwnerStart date of your relationshipDec. 2021Approximate number of hours/month you devote to the other business0 at this timeNumber of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessNone. Set up for me to do paid speaking engagements and publish a book. I*3205265Entity Type: N/AName of OBA: Hope and Healing JaxAddress: Jacksonville, Florida, 32240Investment Related: NoPosition, Title, Association: Board memberEmployee Start Date: 01/01/2026Number of Hours: 12, YearlyNumber of Hours during trading: 4, YearlyDuties: HHJ trains educational professionals that work with underserved youth in Jacksonville Board member. Advisory only I*4554273Entity Type: N/A Name of OBA: Rental Property - 11-May-26 - 1Address: Atlanta, Georgia, 30328Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 05/11/2026Number of Hours: 2, MonthlyNumber of Hours during trading: 0, MonthlyDuties: N/A I*4773267, Entity Type: Entity For Profit, Name of OBA: Mariejay LLC, Address: Atlanta, Georgia, 30328, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 06/29/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Paying contractors or other expenses associated with rental property. This entity was created for the sole purpose of managing income and expenses associated with the rental of my home in Atlanta.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-21
  • S66 Uniform Combined State Law Examination
    2024-03-21
Other Names
  • Naima Delain
  • Naima Judge

View on SEC IAPD

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