Ethan Graff

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → Present
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 08/2016 → 05/2017
  Student
  Glen Ellyn, IL
• 05/2017 → 08/2017
  Glen Ellyn Park District
  Glen Ellyn, IL
• 08/2017 → 05/2018
  Student
  Glen Ellyn, IL
• 05/2018 → 08/2018
  Glen Ellyn Park District
  Glen Ellyn, IL
• 08/2018 → 05/2019
  Student
  Glen Ellyn, IL
• 05/2019 → 08/2019
  Sport Court Midwest
  Elmhurst, IL
• 08/2019 → 05/2020
  Student
  Tucson, AZ
• 05/2020 → 08/2020
  Sport Court Midwest
  Elmhurst, IL
• 08/2020 → 05/2021
  Core Spaces
  Tucson, AZ
• 05/2021 → 08/2021
  Sport Court Midwest
  Elmhurst, IL
• 08/2021 → 05/2022
  Student
  Tucson, AZ
• 05/2022 → 08/2022
  Medix
  Chicago, IL
• 08/2022 → 05/2023
  Student
  Tucson, AZ
• 06/2023 → 10/2023
  Total Quality Logistics
  Lombard, IL
• 10/2023 → 02/2024
  Northwestern Mutual
  Downers Grove, IL
• 02/2024 → 08/2024
  Unemployed
  Glen Ellyn, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-08-02
• S65 Uniform Investment Adviser Law Examination
  2024-06-20