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6200 Rockside Road, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-29 |
Branch Locations
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rocky River Brewing Company | Rocky River | OH | 08/2016 | 09/2023 |
| Alpha Insurance Group | Westlake | OH | 05/2021 | 08/2021 |
| Western & Southern Life Insurance Company | Fort Wright | KY | 09/2023 | 12/2023 |
| Westwood Country Club | Rocky River | OH | 05/2019 | 08/2021 |
| University Of Cincinnati Student | Cincinnati | OH | 08/2018 | 05/2023 |
| Hard Rock Casino Cincinnati | Cincinnati | OH | 12/2023 | 03/2024 |
| Vantage Financial Group | Cleveland | OH | 03/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2026 | Present |
| Vantage Financial Group, Inc. | Cleveland | OH | 03/2026 | Present |
| Saint Ignatius High School Student | Rocky River | OH | 08/2014 | 08/2018 |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2023 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 5/2026; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-09 |
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