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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| WA | RA | APPROVED | 2019-10-28 |
Branch Locations
4245 Martin Way E, Olympia, WA 98516 • United States
2390 Marvin Rd Ne Ste K, Lacey, WA 98516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2015 | 09/2019 |
| Lpl Financial, Llc | Olympia | WA | 10/2019 | Present |
| Wsecu | Olympia | WA | 10/2019 | Present |
| Wsecu Investment Management | Olympia | WA | 10/2019 | Present |
1. 10/28/2019 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WSECU Investment Management - Investment Related 2. 11/21/2019 - WSECU Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/2019 - 1 Hour Per Month During Trading. 3. 12/03/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WSECU Investment Services - Investment Related - At Reported Business Location(s) - Start Date 11/29/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-20 |
| S65 | Uniform Investment Adviser Law Examination | 2007-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-05 |
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