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Jacob D Broome

Edward Jones

Fort Mill, SC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-26
NC RA APPROVED 2024-03-04
SC RA APPROVED 2024-01-26
  • TX RA
    APPROVED
    Since 2024-11-26
  • NC RA
    APPROVED
    Since 2024-03-04
  • SC RA
    APPROVED
    Since 2024-01-26

Branch Locations

1377 Broadcloth St Bldg 13 Suite 204, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2023 Present
Wells Fargo Capital Finance Sandy Springs GA 01/2017 09/2023
Unified Examiners Roswell GA 06/2015 01/2017
  • 11/2023 → Present
    Edward Jones
    St Louis, MO
  • 01/2017 → 09/2023
    Wells Fargo Capital Finance
    Sandy Springs, GA
  • 06/2015 → 01/2017
    Unified Examiners
    Roswell, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-10
  • S66 Uniform Combined State Law Examination
    2024-01-10
Other Names
  • Jacob Broome

View on SEC IAPD

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