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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-14
  • CA RA
    APPROVED
    Since 2025-01-14

Branch Locations

Perris, CA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2023 12/2024
Cedar Fair Buena Park CA 09/2016 11/2017
Starbucks Buena Park CA 10/2017 05/2018
Rodrigo's Mexican Restaurant Huntington Beach CA 04/2018 02/2019
Bank Of America Santa Ana CA 07/2018 10/2023
The Recess Room Fountain Valley CA 09/2020 11/2020
Boozy Bartending Llc Fullerton CA 06/2022 02/2024
Empower Financial Services, Inc Greenwood Village CO 01/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2025 Present
  • 11/2023 → 12/2024
    St Louis, MO
  • 09/2016 → 11/2017
    Cedar Fair
    Buena Park, CA
  • 10/2017 → 05/2018
    Starbucks
    Buena Park, CA
  • 04/2018 → 02/2019
    Rodrigo's Mexican Restaurant
    Huntington Beach, CA
  • 07/2018 → 10/2023
    Bank Of America
    Santa Ana, CA
  • 09/2020 → 11/2020
    The Recess Room
    Fountain Valley, CA
  • 06/2022 → 02/2024
    Boozy Bartending Llc
    Fullerton, CA
  • 01/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2025 → Present
    Greenwood Village, CO
Previous Registrations
  • 2024-03-05 → 2024-12-12
    St. Louis, MO
    Fullerton, CA
    North Tustin, CA
Other Businesses

Cali Bev Co. / Owner. Mobile bartending service tht includes serving alcoholic or non-alcoholic beverages at private events. This role includes booking events, quoting customers, going onsite and setting up, bartending for 2-6 hours per event and logging inventory. 20 hours per month; 0 hours per month during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
  • S66 Uniform Combined State Law Examination
    2024-03-01

View on SEC IAPD

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