Thomas Roger Hopkins

Current Employers

Latitude Advisors, Llc

Yorkville, IL • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2010-01-06

ME RA
APPROVED

Since 2010-01-06

Branch Locations

Yorkville, IL • United States

Beaver Cove, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwn Securities Inc.	Palm Beach Gardens	FL	01/2010	Present
Latitude Advisors, Llc	Vero Beach	FL	01/2010	Present

01/2010 → Present

Gwn Securities Inc.

Palm Beach Gardens, FL
01/2010 → Present

Latitude Advisors, Llc

Vero Beach, FL

Previous Registrations

2004-05-12 → 2009-12-31

Medallion Advisory Services, Llc

Beaver Cove, ME
2003-01-27 → 2004-05-14

Mutual Service Corporation

Bridgton, ME

Other Businesses

1 --11/2010 TO PRESENT - LATITUDE ADVISORS, LLC- IA REP - 10% - COMPENSATED VIA FEES 2 --INSURANCE BUSINESS POSITION: SALES NATURE: SEE ABOVE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 07/13/1999 ADDRESS: 166 JOSIAH NORTON RD CAPE NEDDICK ME 03902 DESCRIPTION: INSURANCE SALES COMPENSATED BY COMMISSION (LTC, LIFE, DISABILITY) 3 --ROOMING/BOARDING HOUSE RENTAL POSITION: owner NATURE: vacational property rental INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/03/2017 ADDRESS: 36 North Village Road, Cape Neddick ME 03902 DESCRIPTION: we make a house available for short term (vacation) rental

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-20
S63	Uniform Securities Agent State Law Examination	1999-05-12

S66 Uniform Combined State Law Examination

2002-09-20
S63 Uniform Securities Agent State Law Examination

1999-05-12

Other Names

Thomas Roger Hopkins
Thomas Roger Hopkins

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