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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-07-21 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 10/2023 | Present |
| Remax Advantage Plus | Prior Lake | MN | 06/2023 | 10/2023 |
| Housing Hub Llc | St. Paul | MN | 06/2022 | 06/2023 |
| Menard Family Initiative | La Crosse | WI | 10/2021 | 06/2022 |
| Pizza N Pasta | Prior Lake | MN | 04/2020 | 11/2024 |
| Hyvee | Prior Lake | MN | 02/2017 | 10/2019 |
| Performance Construction | Prior Lake | MN | 06/2019 | 09/2019 |
| Option Realty | Prior Lake | MN | 10/2024 | 06/2025 |
| Eagles Realty Group | Prior Lake | MN | 04/2023 | 06/2025 |
| Prior Lake Highschool | Savage | MN | 08/2014 | 06/2018 |
| University Of Wisconsin La Crosse | La Crosse | WI | 08/2018 | 12/2022 |
(1) I am the Owner of Eagles Realty LLC incorporated in Minnesota. The address is 16278 Parkview Drive SR Prior Lake. It was set up as a tax shelter for my Real Estate Services and to hold Real Estate in the Future. I still have my real estate license but I am not currently practicing and not on the MLS. I do not work with Clients I am allowed to refer clients to active practicing Real Estate Agents. I opened this Business up in April 2023. I devote little to no time on the business. I keep my real estate license active with continuing education and do some research on investment properties for the future in my free time. I do not have an separate investment accounts related to this LLC. The only time I have provided a referral is for myself when buying my home. Money I am able to generate from buying real estate is the main reason for keeping the business and the real estate license. (2) NAME OF ENTITY: Blue Guardian Limted ADDRESS: Ground Floor The Sotheby Building Rodney Village Rodney Bay Ros- Lslet LC01401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 02/07/2025 CAPACITY: Other DUTIES: Blue Guardian is an online proprietary trading firm that provides access to simulated trading capital for retail traders. The firm evaluates individuals through a multi-step challenge that tests risk management and trading consistency using forex and crypto markets. Upon successful completion, traders receive a funded account and can earn a portion of the simulated profits generated, typically through a profit split arrangement. Blue Guardian does not operate as a broker or hold customer deposits. It offers a simulated trading environment using platforms like MetaTrader 5 (MT5). The company is registered in Saint Lucia and maintains an operational office in Dubai, UAE. Payouts are made based on simulated trading performance and are not derived from real-market profit and loss. ? No personal funds are deposited with the firm; only a one-time challenge fee is paid. ? No securities are traded; only forex and crypto pairs in a simulated environment. ? No direct client interaction or fiduciary responsibility is involved. ? The relationship is limited to a non-employee contractor role based on evaluation performance. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (3) NAME OF ENTITY: Option Realty Inc ADDRESS: 13305 33rd Ave N Plymouth MN 55441 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 18/07/2023 CAPACITY: Other DUTIES:Holding my real estate license to earn commission on referrals to active licensed agents HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-21 |
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