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Philip Andrew Coleman

Vanguard Advisers, Inc.

Charlotte, NC

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-06-26
TX RA APPROVED 2012-06-26
  • NC RA
    APPROVED
    Since 2012-06-26
  • TX RA
    APPROVED
    Since 2012-06-26

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 03/1999 Present
Vanguard Marketing Corporation Charlotte NC 03/1999 Present
Vanguard Advisers, Inc. Charlotte NC 06/2012 Present
  • 03/1999 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 03/1999 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 06/2012 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-26
  • S63 Uniform Securities Agent State Law Examination
    1999-04-26
Designations
Other Names
  • Andy Coleman

View on SEC IAPD

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