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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-02 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Charlotte | NC | 10/2023 | 02/2025 |
| Live Oak Bank | Wilmington | NC | 06/2022 | 10/2023 |
| Healthy Brothers Healthy Sisters | Greensboro | NC | 08/2020 | 05/2022 |
| Walmart | Charlotte | NC | 07/2018 | 08/2020 |
| North Carolina A&T State University | Greensboro | NC | 08/2017 | 12/2022 |
| East Mecklenburg High School | Charlotte | NC | 08/2014 | 08/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2025 | Present |
| Tiaa | Charlotte | NC | 03/2025 | Present |
Name: Hornets Basketball, LLC Position: Hive Hip Hop Crew Dancer Nature: I am a dancer and entertainer for the Charlotte Hornets on the scheduled gamedays Investment Related: No Hours: 28 Securities Trading Hours: 3 Start Date: 09/05/2024 Address: 333 East Trade Street, Charlotte NC 28202, United States Description: I will dance and engage in the crowd that attended Hornets basketball games
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 2023-09-26 |
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