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Kimberly Nicole Stratton

Cetera Investment Advisers LLC

Wall, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-21
  • NJ RA
    APPROVED
    Since 2024-02-21

Branch Locations

1800 Route 34 Building 2 Suite 201, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Molly Pitcher Inn Red Bank NJ 03/2021 08/2021
Tgi Fridays Hazlet NJ 05/2018 09/2018
Buffalo Wild Wings Beaufort SC 02/2016 08/2017
Middlesex County College - Full-Time Education Edison NJ 09/2017 05/2020
Rutgers University - Full-Time Education New Brunswick NJ 09/2020 05/2023
Unemployed Parlin NJ 05/2023 11/2023
Unemployed N/A XX 05/2020 09/2020
Mid Atlantic Resource Group Wall NJ 11/2023 08/2026
Cetera Wealth Services, Llc El Segundo CA 11/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2024 Present
Margfinancial El Segundo CA 01/2021 Present
  • 03/2021 → 08/2021
    The Molly Pitcher Inn
    Red Bank, NJ
  • 05/2018 → 09/2018
    Tgi Fridays
    Hazlet, NJ
  • 02/2016 → 08/2017
    Buffalo Wild Wings
    Beaufort, SC
  • 09/2017 → 05/2020
    Middlesex County College - Full-Time Education
    Edison, NJ
  • 09/2020 → 05/2023
    Rutgers University - Full-Time Education
    New Brunswick, NJ
  • 05/2023 → 11/2023
    Unemployed
    Parlin, NJ
  • 05/2020 → 09/2020
    Unemployed
    N/A, XX
  • 11/2023 → 08/2026
    Mid Atlantic Resource Group
    Wall, NJ
  • 11/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Schaumburg, IL
  • 01/2021 → Present
    Margfinancial
    El Segundo, CA
Other Businesses

1. NAME OF OTHER BUSINESS: MARGFINANCIAL ; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/1/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-16
  • S66 Uniform Combined State Law Examination
    2024-02-16
Other Names
  • Kimberly Stratton

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