Kimberly Nicole Stratton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 08/2021
  The Molly Pitcher Inn
  Red Bank, NJ
• 05/2018 → 09/2018
  Tgi Fridays
  Hazlet, NJ
• 02/2016 → 08/2017
  Buffalo Wild Wings
  Beaufort, SC
• 09/2017 → 05/2020
  Middlesex County College - Full-Time Education
  Edison, NJ
• 09/2020 → 05/2023
  Rutgers University - Full-Time Education
  New Brunswick, NJ
• 05/2023 → 11/2023
  Unemployed
  Parlin, NJ
• 05/2020 → 09/2020
  Unemployed
  N/A, XX
• 11/2023 → 08/2026
  Mid Atlantic Resource Group
  Wall, NJ
• 11/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2021 → Present
  Margfinancial
  El Segundo, CA

Other Businesses

1. NAME OF OTHER BUSINESS: MARGFINANCIAL ; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/1/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2024-02-16

Other Names

• Kimberly Stratton