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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Murfressboro | TN | 06/2022 | 10/2023 |
| Hermitage Discount Tobacco | Hermitage | TN | 08/2020 | 07/2022 |
| Aesc | Smyrna | TN | 07/2019 | 07/2020 |
| Bat | Cairo | TN | 10/2011 | 05/2019 |
| Fifth Third Securities | Mufressboro | TN | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-12 |
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