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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-10
FL RA APPROVED 2024-06-03
PA RA APPROVED 2023-10-22
  • TX RA
    APPROVED
    Since 2024-10-10
  • FL RA
    APPROVED
    Since 2024-06-03
  • PA RA
    APPROVED
    Since 2023-10-22

Branch Locations

1717 Arch Street, Suite 330, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Philadelphia PA 05/2023 Present
Folino Estate Winery Kutztown PA 12/2022 04/2023
Gypsy Blu Ambler PA 04/2022 09/2022
Essentials Salon At Valley Square Warrington PA 02/2018 09/2022
Ymca Hatboro PA 05/2016 04/2018
Hatboro-Horsham High School Horsham PA 08/2015 06/2019
Trinity Wealth Securities, Llc Philadelphia PA 02/2024 Present
  • 05/2023 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Philadelphia, PA
  • 12/2022 → 04/2023
    Folino Estate Winery
    Kutztown, PA
  • 04/2022 → 09/2022
    Gypsy Blu
    Ambler, PA
  • 02/2018 → 09/2022
    Essentials Salon At Valley Square
    Warrington, PA
  • 05/2016 → 04/2018
    Ymca
    Hatboro, PA
  • 08/2015 → 06/2019
    Hatboro-Horsham High School
    Horsham, PA
  • 02/2024 → Present
    Trinity Wealth Securities, Llc
    Philadelphia, PA
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 1717 Arch Street, Suite 330, Philadelphia, PA 19103. Nature of Business: RIA. Position: Financial Consultant. Start Date: 05/2023. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. 1717 Arch Street, Suite 330, Philadelphia, PA 19103. Nature of Business: Fixed Insurance Sales. 05/2023. Hours per Month: 10 hours during trading. Duties: fixed insurance sale Trinity Wealth Securities, LLC. Investment Related. 1717 Arch Street, Suite 330, Philadelphia, PA 19103. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 02/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-12
S65 Uniform Investment Adviser Law Examination 2023-10-13
  • S63 Uniform Securities Agent State Law Examination
    2024-02-12
  • S65 Uniform Investment Adviser Law Examination
    2023-10-13
Other Names
  • Katelyn Kaisinger

View on SEC IAPD

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