Istelma B Giers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 03/2017
  The Vanguard Group, Inc.
  Charlotte, NC
• 04/2017 → Present
  Lpl Financial, Llc
  Fort Mill, SC

Other Businesses

1. 6/20/2017 - No Business Name - Not Investment Related - Home Based - Other-North Carolina Certified Paralegal - Started 12/11/2007 - 0 Hours Per Month.

Exams

• S66 Uniform Combined State Law Examination
  2018-11-14
• S63 Uniform Securities Agent State Law Examination
  2010-04-20

Other Names

• Istelma B Giers
• Istelma Batista Giers
• Istelma Batista Giers