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John David Williams

Optimize Financial Inc.

Irvine, CA

CRD 7823152

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Employer firm

Optimize Financial Inc. CRD 315963

$222M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
Optimize Financial Inc.

100 Spectrum Ctr Dr Ste 300, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-16
IA RA APPROVED 2025-04-02
CO RA APPROVED 2025-03-14
TX RA APPROVED 2025-03-14
CA RA APPROVED 2023-10-18
  • FL RA
    APPROVED
    Since 2025-07-16
  • IA RA
    APPROVED
    Since 2025-04-02
  • CO RA
    APPROVED
    Since 2025-03-14
  • TX RA
    APPROVED
    Since 2025-03-14
  • CA RA
    APPROVED
    Since 2023-10-18

Branch Locations

100 Spectrum Ctr Dr Ste 300, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capistrano Unified School District Dana Point CA 10/2013 10/2021
Marriott Dana Point CA 08/2018 02/2022
Optimize Financial, Inc. Laguna Hills CA 11/2021 Present
  • 10/2013 → 10/2021
    Capistrano Unified School District
    Dana Point, CA
  • 08/2018 → 02/2022
    Marriott
    Dana Point, CA
  • 11/2021 → Present
    Optimize Financial, Inc.
    Laguna Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-20
  • S65 Uniform Investment Adviser Law Examination
    2023-09-20

View on SEC IAPD

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