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Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-02-19
NY RA APPROVED 2025-02-03
  • MA RA
    APPROVED
    Since 2025-02-19
  • NY RA
    APPROVED
    Since 2025-02-03

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

9092 Main St, Clarence, NY 14031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Catholic Health Buffalo NY 05/2016 Present
Kaleida Cheektowaga NY 10/2021 Present
Cadaret Grant & Co., Inc. Clarence NY 11/2023 Present
  • 05/2016 → Present
    Catholic Health
    Buffalo, NY
  • 10/2021 → Present
    Kaleida
    Cheektowaga, NY
  • 11/2023 → Present
    Cadaret Grant & Co., Inc.
    Clarence, NY
Previous Registrations
  • 2024-03-27 → 2025-02-05
    Cadaret, Grant & Co., Inc.
    Clarence, NY
Other Businesses

1) fIRST AURORA- DBA 2) Kaleida Health, 650 Airborne Pkwy, Cheektowaga, NY 14225, Physical Therapist, not investment related, October 2021 to present, 10 hours per month, 10 hours during trading, provide PT treatment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-22
  • S66 Uniform Combined State Law Examination
    2024-03-22

View on SEC IAPD

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